NDLI: Investigating the factors influencing information security compliance in a financial services firm

Content Provider	IEEE Xplore Digital Library
Author	Mushore, R. Kyobe, M.
Copyright Year	2013
Description	Author affiliation: Univ. of Cape Town, Cape Town, South Africa (Mushore, R.; Kyobe, M.)
Abstract	Management of information security is a major challenge for financial institutions today. Corporate Social responsibility is imperative sighting the ever escalating crime and abuse of information. As a result managers' fiduciary duty to protect information is increasingly under scrutiny by national and international regulators. While measures have been put in place to ensure security and compliance, recent evidence suggests organisations still struggle to comply with regulations. A review of previous studies indicates fragmented work on compliance and the significance of the influencing factors has not been determined. This paper aims to create awareness of the regulatory frameworks governing the use of IT, and the factors influencing compliance with information security regulations in the financial sector in South Africa. A conceptual framework explaining the nature of factors influencing compliance was developed and tested in a case study of one financial institution. Mixed methods were used to collect and analyse the data. The results show that compliance is mainly influenced by culture and the influence of mimetic pressure insignificant. In addition, there appears to be much focus on international than national regulations. In particular, there is limited concern or awareness of the stringent ECT Act which regulates the use of electronic technology in South Africa.
Starting Page	155
Ending Page	173
File Size	308668
Page Count	19
File Format	PDF
ISSN	21583412
e-ISBN	9781479909292
DOI	10.1109/ISTAS.2013.6613115
Language	English
Publisher	Institute of Electrical and Electronics Engineers, Inc. (IEEE)
Publisher Date	2013-06-27
Publisher Place	Canada
Access Restriction	Subscribed
Rights Holder	Institute of Electrical and Electronics Engineers, Inc. (IEEE)
Subject Keyword	Societies Decision support systems
Content Type	Text
Resource Type	Article

Sl.	Authority	Responsibilities	Communication Details
1	Ministry of Education (GoI), Department of Higher Education	Sanctioning Authority	https://www.education.gov.in/ict-initiatives
2	Indian Institute of Technology Kharagpur	Host Institute of the Project: The host institute of the project is responsible for providing infrastructure support and hosting the project	https://www.iitkgp.ac.in
3	National Digital Library of India Office, Indian Institute of Technology Kharagpur	The administrative and infrastructural headquarters of the project	Dr. B. Sutradhar bsutra@ndl.gov.in
4	Project PI / Joint PI	Principal Investigator and Joint Principal Investigators of the project	Dr. B. Sutradhar bsutra@ndl.gov.in Prof. Saswat Chakrabarti will be added soon
5	Website/Portal (Helpdesk)	Queries regarding NDLI and its services	support@ndl.gov.in
6	Contents and Copyright Issues	Queries related to content curation and copyright issues	content@ndl.gov.in
7	National Digital Library of India Club (NDLI Club)	Queries related to NDLI Club formation, support, user awareness program, seminar/symposium, collaboration, social media, promotion, and outreach	clubsupport@ndl.gov.in
8	Digital Preservation Centre (DPC)	Assistance with digitizing and archiving copyright-free printed books	dpc@ndl.gov.in
9	IDR Setup or Support	Queries related to establishment and support of Institutional Digital Repository (IDR) and IDR workshops	idr@ndl.gov.in

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