NDLI: Regulatory compliance of business processes

Content Provider	Springer Nature Link
Author	Jiang, Jie Aldewereld, Huib Dignum, Virginia Wang, Shuzheng Baida, Ziv
Copyright Year	2014
Abstract	Organizations, be it public or private, have to ensure that their operations are complying with various governmental regulations, otherwise they may suffer from law suits and financial losses, or they may even not be allowed to operate (e.g., in case of repeated violations). Therefore, organizations need to have a clear understanding of all the relevant regulations and verify that their business processes are designed and performed in a desired way. However, regulations can be fairly complex in terms of the conditions, targets, and scopes they refer to. Moreover, when considering a set of regulations, the possibility of interrelationships between them brings added complexity to compliance checking. Thus, ensuring regulatory compliance is not only labor and time consuming but also complex. In this paper, we propose a consistency and compliance checker framework (CCCF) that considers sets of interrelated regulations and aims at providing automated supports for organizations to analyze and verify their regulatory compliance. More specifically, CCCF takes legal regulations and business processes as inputs and provides the results of whether the regulations are consistent, whether the business processes are compliant with the regulations, and which business operations need to be adjusted in case of non-compliance. To validate our approach, we use a case study of customs declaration in international trade .
Starting Page	393
Ending Page	402
Page Count	10
File Format	PDF
ISSN	09515666
Journal	AI & SOCIETY
Volume Number	30
Issue Number	3
e-ISSN	14355655
Language	English
Publisher	Springer London
Publisher Date	2014-03-12
Publisher Place	London
Access Restriction	One Nation One Subscription (ONOS)
Subject Keyword	Regulatory compliance Business processes Normative structure Artificial Intelligence (incl. Robotics) Computer Science Engineering Economics, Organization, Logistics, Marketing Control, Robotics, Mechatronics Performing Arts Methodology of the Social Sciences
Content Type	Text
Resource Type	Article
Subject	Philosophy Artificial Intelligence Human-Computer Interaction

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1	Ministry of Education (GoI), Department of Higher Education	Sanctioning Authority	https://www.education.gov.in/ict-initiatives
2	Indian Institute of Technology Kharagpur	Host Institute of the Project: The host institute of the project is responsible for providing infrastructure support and hosting the project	https://www.iitkgp.ac.in
3	National Digital Library of India Office, Indian Institute of Technology Kharagpur	The administrative and infrastructural headquarters of the project	Dr. B. Sutradhar bsutra@ndl.gov.in
4	Project PI / Joint PI	Principal Investigator and Joint Principal Investigators of the project	Dr. B. Sutradhar bsutra@ndl.gov.in Prof. Saswat Chakrabarti will be added soon
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